Let Our Professionals Assess Your ATF Compliance Inspection Vulnerability. An FFLGuard “Drop In Visit evaluation” (DIVe) is a “house call” that we can perform unannounced and at our own discretion (with no cost to you), or that you can request and schedule (at an additional charge). Our Professional Services Branch – all former ATF Industry Operations Investigators with no less than 25 years of experience – will evaluate your potential vulnerabilities if an ATF inspection were to occur imminently.
Cost: $3,000 Plus Travel for 2 Days*
The DeepDIVe is a mandatory first step for any HOT client.
A DeepDIVe is a multi-day, far-reaching compliance audit/inspection that is more comprehensive than what the ATF or any trade organization would perform. It includes all parts of our SiteVisit, but with an on-site visit from our Professionals for no less than two (2) full days, additional off-site work before and after the visit, an inventory review, a record-keeping assessment, plus an Attorney/Client privileged report and teleconference to detail our findings and suggested courses of action.
Bound Book Review – FFLGuard’s expert will review each part and piece of your Bound Book entries for approximately the last year for compliance.
Form 4473 Review – Our expert will review approximately one year of ATF Form 4473s data and execution for compliance.
Inventory Review – We’ll review all of your onsite inventory and processes and provide feedback for best practices.
Remediation Advice – Our Team will provide instructions regarding the recommended process for remediation of any detected issues.
Prevention Guidance – Learn from our Team of experts best practices for preventing issues before violations occur, which can lead to loss of your license.
Overall Feedback – FFLGuard‘s expert will provide feedback regarding overall operations, compliance and status of business versus industry trends.
Detailed Report – We will provide you with a detailed report of all our findings and provide a risk ranking and suggested remediation steps along with some compliance best practices.
* $5,000 retainer for travel and services necessary in advance; $1,500 for each additional day
Optional Additional Services
Remediation Plan – FFLGuard’s experts will provide a written plan for remediating issues detected including assisting with any regulatory self reporting.
Software Selection and Implementation – FFLGuard‘s experts will assist you with understanding available software specific to your business operations, making a selection to support your needs, and providing guidance for best practices for implementation, up to and including project management.
Onsite Training – Engage and training your team with an onsite training from FFLGuard‘s team of experts.